2397 Understanding and Applying Section 16 of the Securities Exchange Act of 1934
Price: $ 119.00 (USD)
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You will receive 1.0 credit (CE) upon completion of this course.
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Course Description
Mr. Glazer takes a thorough look at Section 16 of the Securities Exchange Act of 1934 and how attorneys should approach reading and interpreting the extremely complex language of this section. He uses numerous examples to assist attorneys in navigating their way to a correct interpretation of Section 16. Topics covered include beneficial ownership, equity securities, family, directors and officers and what these definitions mean in relation to Section 16. He also covers what forms need to be filed and when.
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Course Outline
Understanding and Applying Section 16 of the Securities Exchange Act of 1934
I. Section 16 Overview
II. Section 16(a)
A. Reading 16(a)
1. Beneficial Ownership
2. Beneficial Ownership and Directors
3. Beneficial Ownership and Officers
B. Equity and Derivative Securities
1. Definition of Equity Securities Explored
2. Option Examples
3. Phantom Cash Right
4. Nonvoting Stock
C. Reports to Be Filed
D. Disclosure of Information
1. Relevance to Beneficial Ownership
2. Pecuniary Interest
a. Defining Pecuniary Interest
b. Pecuniary Interest Example
c. Pecuniary Interest: Director Example
3. Family Reporting
a. Immediate Family
b. Spousal Reporting
E. When to File Reports
F. Transactions to Be Reported
1. Form 3
2. Form 4
3. Director and Officer Reporting
III. Section 16(b)
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I. Section 16 Overview
II. Section 16(a)
A. Reading 16(a)
1. Beneficial Ownership
2. Beneficial Ownership and Directors
3. Beneficial Ownership and Officers
B. Equity and Derivative Securities
1. Definition of Equity Securities Explored
2. Option Examples
3. Phantom Cash Right
4. Nonvoting Stock
C. Reports to Be Filed
D. Disclosure of Information
1. Relevance to Beneficial Ownership
2. Pecuniary Interest
a. Defining Pecuniary Interest
b. Pecuniary Interest Example
c. Pecuniary Interest: Director Example
3. Family Reporting
a. Immediate Family
b. Spousal Reporting
E. When to File Reports
F. Transactions to Be Reported
1. Form 3
2. Form 4
3. Director and Officer Reporting
III. Section 16(b)
AfterWords®
How to Obtain a Certificate
More Information
| Language | English |
| Course Length | 1.35 hours |
| Duration of Access | for 3 months from day of enrollment |
| Continuing Education Credits | 1.0 |
| Instructor | D. Glazer |
| Vendor | SmartPros Legal & Ethics, Ltd. (Read more about SmartPros Legal & Ethics, Ltd. accreditation.) |
| Course Certification | CLE credit available, see details for each course for states where available |
| Prerequisites/Audience | intended for attorneys and law students |
| Requirements/Materials Included | computer with Internet access |
Price: $ 119.00 (USD)
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